Broker Check


We’ve provided you with a list of helpful links to help you find information that interests you. If there are other links you believe would be useful, email us to let us know.

Market News

The following links may be of use to you in your search for an advisor:

  • The FINRA Web Site allows you to research the background of registered representatives and broker/ dealers.
  • The Financial Planning Association site has some useful information for consumers including an advisor locator.
  • The CFP Board is the owner and licensor of the CFP with flame logo mark shown above, as well as the marks CFP and Certified Financial Planner. 
    Financial professionals who use these marks are recognized as having met the highest standards for the practice of financial planning.
  • With CFP certification now available in 13 countries, the CFP marks have become recognized as the global symbol for competent and ethical financial planning advice.
  • Cambridge Investment Research, Inc. is our Broker/Dealer. They also have an advisor locator.
  • Pershing LLC is our Clearing Firm. Pershing is an affiliate of The Bank of New York Company and is a leading global provider of clearing services and outsourcing solutions for financial intermediaries.

PLEASE NOTE: The information being provided is strictly as a courtesy. When you link to any of the web sites provided here, you are leaving this web site. We make no representation as to the completeness or accuracy of information provided at these web sites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, web sites, information and programs made available through this web site. When you access one of these web sites, you are leaving our web site and assume total responsibility and risk for your use of the web sites you are linking to.